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5. Livelihood Coping Strategies for Essential Needs

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5. Livelihood Coping Strategies for Essential Needs (LCS-EN)

VERSION

V3.0 - 2026.03 — Existing

INDICATOR CODE

5

TECHNICAL OWNER

Assessments and Targeting Unit (PRG-FA)

INDICATOR TYPE

Country Level Outcome Indicator

INDICATOR CLASSIFICATION

Complementary

INDICATOR SCOPE

Programme specific

APPLICABILITY

The selection of this indicator is recommended against the following sub-activities in CSPs logframes for interventions where multipurpose cash transfers are being implemented, and the value of assistance provided covers several essential needs that are broader than the food needs (modality of assistance is cash transfers). Selection of the below sub-activities will NOT trigger the mandatory selection of this indicator:

  1. General Distribution (GD);

  2. Food assistance for assets (FFA);

  3. Food assistance for training (FFT)

  4. Smallholder Agricultural Market Support (SMS)

  5. Forecast-based anticipatory actions (FBA)

  6. Macro-Insurance (MAI)

  7. Micro/meso Insurance (MMI)

  8. Other Climate Adaptation and Risk Management Activities (CAR)

  9. Climate Adapted Assets and Agricultural Practices (CAP)

UNIT OF MEASUREMENT & ANALYSIS

  • Percentage of households not applying coping strategies

  • Percentage of households applying stress coping strategies due to lack of food

  • Percentage of households applying crisis coping strategies due to lack of food

  • Percentage of households applying emergency strategies due to lack of food

DEFINITION

This indicator aims to measure the proportion of households who are (not) applying the different livelihood coping strategies using a thirty-day recall tool.

This indicator measures livelihood stress and asset depletion due to lack of resources (food, cash, else) to meet essential needs (shelter, education, health, food) during the 30 days prior to the survey. This involves longer-term alteration of income earning or food production patterns, and one-off responses such as asset sales to meet essential needs

The formulation of an LCS-FS module requires the selection of:

  • Four stress strategies

  • Three crisis strategies, and

  • Three emergency strategies

The strategies can be selected from the standardised available master list while taking into consideration the local context. The list has a recommended severity already assigned to each strategy. However, the severity of some strategies can also be slightly adjusted based on local cultures and customs. New strategies outside of the master list should be consulted with PRG-FA prior to using it.

RATIONALE

The LCS-EN helps in assessing longer-term household coping capacity and productive capacities, as well as the future impact on their ability to meet their essential needs. For instance, the sale of productive assets or reduction of expenditure on health and education are likely to impact the sustainability of a household’s livelihoods. Hence, could translate into reduced physical and/or economic access to essential needs in the medium- to long-term. That said, responses are used to understand mechanisms used by households to cope with internal and external shocks.

Households relying on livelihood coping strategies to meet their essential needs are classified based on the severity associated to the strategies applied - the higher the category, the more severe and longer-term are the negative consequences for households.

DATA COLLECTION TOOL

Important: Please do not include the exact coping strategies provided as an example in the module below. Instead, refer to the full list of strategies to explore the livelihood coping strategies for food security, along with their explanations and relevance for different contexts (i.e., urban and rural) and populations (i.e., residents, refugees, etc.). It is important to also keep alignment and CATI/mVAM questionnaires to allow for comparisons.

The list of possible livelihood coping strategies can also be selected through from the WFP Survey Designer by choosing the sub-module Livelihood Coping Strategies (LCS-FS) or Livelihood Coping Strategies (LCS-FS Rural) in the module Coping Strategies. Please see examples of LCS-FS modules in the word file version and additional information on the VAM Resource Centre.

Example of LCS-EN module

During the past 30 days, did anyone in your household have to engage in any of the following activities due to a lack of resources to access essential needs (e.g., food, shelter, education, health services, etc.)?

10: No, because we did not need to
20: No, because we already sold those assets or have engaged in this activity within the last 12 months and cannot continue to do it
30: Yes
9999: Not applicable (don’t have access to this strategy)

Indicative severity of the strategy

(Country office to attribute the relevant severity, the following is just an example)

Variable names

1.1 Sold household assets/goods (radio, furniture, television, jewellery, etc.) due to a lack of resources to access essential needs

| __ |

Stress

LcsEN_stress_DomAsset

1.2 Borrow money due to a lack of resources to access essential needs

| __ |

Stress

LcsEN_stress_BorrowCash

1.3 Spent savings due to a lack of resources to access essential needs

| __ |

Stress

LcsEN_stress_Saving

1.4 Sold, shared or exchanged in-kind assistance (e.g. food rations or non-food items) due to a lack of resources to access essential needs

| __ |

Stress

LcsEN_stress_SellRation

1.5 Sold productive assets or means of transport (sewing machine, wheelbarrow, bicycle, car, etc.) due to a lack of resources to access essential needs

| __ |

Crisis

LcsEN_crisis_ProdAssets

1.6 Reduced expenses on essential health (including medicines) due to a lack of resources to access essential needs

| __ |

Crisis

LcsEN_crisis_Health

1.7 Withdrew children from school due to a lack of resources to access essential needs

| __ |

Crisis

LcsEN_crisis_OutSchool

1.8 Mortgaged/sold the house where the household was permanently living or land due to a lack of resources to access essential needs

| __ |

Emergency

LcsEN_em_ResAsset

1.9 Begged (asked strangers for money/food) or scavenged due to a lack of resources to access essential needs

| __ |

Emergency

LcsEN_em_Begged

1.10 Engaged in socially degrading, high-risk, exploitive or life-threatening jobs or income-generating activities (e.g., smuggling, theft, joining armed groups, prostitution) due to a lack of resources to access essential needs

| __ |

Emergency

Lcs_em_IllegalAct

2. What are the main reasons - i.e. to access which essential needs – that you or other members in your household applied these coping strategies?

Note to enumerator: do not list the below as options to the respondent. Instead, mark all those that apply based on the answer provided.

LhCSIEnAccess

1 To buy food
2 To pay for rent

3 To pay school, education costs

4 To cover health expenses

5 To buy non-food items (clothes, small furniture, etc.)

6 To access water/sanitation facilities

7 To access essential dwelling services (electricity, energy, waste disposal, etc.)

8
To pay for existing debts
999 Other, please specify

It is the responsibility of the technical focal point to apply the joint Monitoring and VAM Data Quality Guidance principles when collecting this indicator. If in doubt, please contact PRG-FA at global.assessmentandtargeting@wfp.org.

SAMPLING REQUIREMENTS

Sample size: The recommended sample size is 270 per stratum per round of data collection, with consideration given to the parameters below:

  • Population size (beneficiaries per stratum): at least 20,0001

  • Desired level of confidence: 90%

  • Acceptable margin of error: 5%

  • Response distribution: 50%

  • Simple random sample (design effect): 1

If cluster sample is employed, sample size should increase by at least 50% (at least 405 households).

If the prevalence is lower or higher than 50%, or the beneficiaries per stratum less than 20,000 then sample size could be lower than 270, use the sample size tool for calculation.

Mandatory stratification:

  • Programme activity

  • Transfer modality

Optional stratification:

  • Beneficiaries/non-beneficiaries (when relevant)

Guidance on sampling is available here.

Sample size tool: Raosoft sample size calculator

INDICATOR CALCULATION FOR REPORTING

This indicator is calculated by using the following steps:

  1. Build a dichotomous variable for each coping severity level, representing if a household adopted or exhausted any strategy with that level of severity.

    Three dichotomous variables need to be created:

    • stress_coping

    • crisis_coping

    • emergency_coping

  2. Then, a categorical variable is built, representing the severity level of the most severe strategy that a household adopted or exhausted. The categorical variable ranges from 1 to 4 and reflect one of four groups in which households are allocated:​ ​

    • no use of stress, crisis, or emergency strategies​

    • use of stress strategies​

    • use of crisis strategies​

    • use of emergency strategies​

  3. Sum the total number of HHs in each of the categorical values and express as a percentage (out of 100%).

% HHs not applying coping strategies =

% HHs applying stress coping strategies=

% HHs applying crisis coping strategies=

% HHs applying emergency coping strategies=

Standard scripts are available on GitHub.

DATA ENTRY AND DISAGGREGATION IN CORPORATE SYSTEMS

Values are recorded in the logframe. Each value has a reporting combination which is created based on:

  • Sub-activity

  • Location

  • Beneficiary Group

Follow-up value is reported as one number (representing a percentage) for each category of the following:

  • Percentage of households not applying coping strategies

  • Percentage of households applying stress coping strategies due to lack of food

  • Percentage of households applying crisis coping strategies due to lack of food

  • Percentage of households applying emergency strategies due to lack of food

Recommended disaggregation (when sample size allows):

  • Sex of household head

  • Transfer modality

  • Rural/urban

  • Admin and livelihood zone

  • Displacement status

BASELINE

Baselines are set only once, at one of the following points:

  1. At the beginning of the CSP, or

  2. When the indicator is selected for reporting after the commencement of the CSP, or

  3. When there is a change in target, location and/or modality that triggers a new reporting combination (target, location and modality) for an existing indicator.

Baseline values should be established within three months before and no later than three months from the start date of activity implementation. However, it is strongly recommended to collect baseline values within one month before the start of the activity implementation. The baseline could also be determined from a relevant WFP assessment conducted within the three months prior to the start of programme activity.

For the sake of comparability, baselines, follow-ups and end-line surveys must be conducted using the same sampling frames and disaggregation/stratification criteria.

Setting a solid baseline is a key factor in measuring the impact of the programme. Additionally, when designed accordingly, it can enable factor analysis which can be used to measure the impact of potential future funding cuts. Get more information about this here.

TARGET SETTING

Annual targets:

Reduced proportion of households applying crisis and emergency strategies compared to pre-assistance baseline value or previous yearly follow-up in case of multiannual projects.

AND

Reduced proportion of households applying emergency strategies compared to the pre-assistance baseline value, or previous yearly follow-up in case of multiannual projects.

End of CSP target:

Reduced proportion of households applying crisis and emergency strategies compared to the pre-assistance baseline value, or previous yearly follow-up in case of multiannual projects.

AND

Reduced proportion of households applying emergency strategies compared to pre-assistance baseline value, or previous yearly follow-up in case of multinational projects.

FREQUENCY OF DATA COLLECTION

Minimum: twice/year

For multi-annual projects, it is extremely important to collect data in the same seasons and periods to avoid seasonal biases limiting the scope for comparative analyses over time.

It is strongly recommended that data collection for one of the follow-ups happens in the same period to the baseline. In addition, all follow-ups are to be conducted within the same period/number of days after cash-based transfer distributions.

For years when a baseline is conducted, only one follow up is required.

INTERPRETATION

Report the proportion of households within each coping strategy category according to the maximum coping they applied.

% Households applying no livelihood coping strategies

% Households applying stress coping strategies

% Households applying crisis coping strategies

% Households applying emergency coping strategies

The higher the severity level of strategies, the longer the recovery process would be for affected households. Further, some of the strategies can even be irreversible.

The objective of WFP’s food/cash assistance programme activities are to lower the need of affected households to apply livelihood coping strategies and, if possible, to prevent the need to apply any crisis and/or emergency coping strategies.

REPORTING EXAMPLE(S)

“Analysis results of the LCS-EN indicator have shown that 47 percent of households relied on livelihood coping strategies in the previous month or having exhausted them within the last 12 months due to lack of money to cover essential needs.

Women-headed households are to a higher extent relying on stress coping strategies than those headed by males. This may be explained by the limited work opportunities for women. “

It is recommended to include reporting on the most commonly used coping strategies.

INDICATORS COLLECTED & ANALYSED AT THE SAME TIME

The following indicators may be reported along with this indicator:

Household level indicators:

COMPLEMENTARY QUALITATIVE RESEARCH

Focus group discussions can be conducted to inform the design of the LCS-FS questionnaire module by providing information for selecting appropriate strategies and for better understanding the relevance of the module to the local population. A list of coping behaviours can be established through focus group interviews with members of the local community only when the strategies provided in the available master list do not suffice or when the phrasing of the strategies needs to be slightly re-phrased for the context.

Questions that can be asked during a focus group discussion may include:

  • How do households in your community cope with this specific shock (e.g., flood, drought, economic crisis, etc.)?

  • How do households in your community cope to increase household resources to access food?

  • How do households cope to reduce the demand for food needs?

  • How do households cope to distribute food resources within the household?

For more information, including the Technical Guidance Note and Qualitative Tool for the LCS, please see the VAM Resource Centre.

DECISIONS DATA CAN INFORM

The provision of assistance to targeted households may result in positive effects over time, without the presence of external shocks. The reduction of reliance on livelihood coping strategies may be observed when comparing the results of LCS-EN with the baseline or previous rounds. These effects may not be immediate, as not all livelihood strategies can be easily reversed by households. If no change is observed over time, some consideration may be needed to adjust the design of an intervention. For example, results can be used to inform beneficiary targeting and prioritization and the selection of transfer modalities. The recommendations can be applied in a wide array of responses and can be particularly helpful in multi-partner interventions.

VISUALIZATION

Use colours as recommended in the Data Visualization Guidance.

LIMITATIONS

Although the LCS-EN can be used as a proxy of household ability to meet essential needs, it cannot detect the extent to which households are able to meet their needs. The indicator is better suited to clarifying findings from other outcome indicators regarding the sustainability of households’ ability to meet essential needs. When analysed in conjunction with the ECMEN or the MDDI, the LCS-EN can provide insightful information on why certain needs are being met or not.

In addition, the type of strategies implemented are largely context and livelihood-dependent, therefore comparisons between regions and countries can be limited. Furthermore, the ability to draw the line and differentiate between households applying strategies due to lack of food and local customs and traditions can be challenging.

In protracted emergencies with an extreme degree of asset depletion, it can be difficult to continue to measure additional asset depletion using the LCS strategies. Furthermore, in come contexts identifying be best suitable copings strategies for e.g. urban and displaced populations can be difficult. In these cases, the LCS technical guidance suggests developing context-specific strategies to avoid the risk of underreporting the severity. In this case, please reach out to PRG-FA at global.assessmentandtargeting@wfp.org.

FURTHER INFORMATION

Refer to the LCS-EN page on the VAM Resource Centre or contact PRG-FA at global.assessmentandtargeting@wfp.org.


1Sampling requirements using the cluster sample are based on statistical rules and the sample size is not greatly impacted (only marginal increases) for populations larger than 20,000.